SEC.gov | Division of Trading and Markets: Frequently Asked …
The staff of the Division of Trading and Markets (the “Staff”) of the Securities and Exchange Commission (“Commission”) has prepared the following responses to frequently asked …
SEC.gov | Search Filings
Aug 13, 2025 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval …
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
Division of Trading and Markets - SEC.gov
3 days ago · The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, …
SEC.gov | EDGAR Full Text Search
Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database.
Accredited Investors - SEC.gov
What is the role of accredited investors? For many companies raising capital in the private markets, the accredited investor definition may define who is in their pool of potential …
Guide to Broker-Dealer Registration - SEC.gov
This document provides a comprehensive guide to Broker-Dealer registration, including the laws, rules, and regulations.
Offerings and Registrations of Securities in the Crypto Asset Markets
Apr 10, 2025 · As part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, [1] the Division of Corporation Finance is providing its views …
List of Registered Security-Based Swap Dealers and Major Security …
Jan 2, 2025 · A security-based swap dealer (SBSD) or major security-based swap participant (MSBSP) that has timely submitted a complete Form SBSE-C and a complete Form SBSE, …
Private Companies and the SEC
Does the SEC regulate private companies? A business can raise capital in a number of different ways, including by selling investment instruments called securities. The U.S. Securities and …