A recent decision in Edward D. Jones & Co., LP v. John Kerr (S.D.In. 19-cv-03810 Nov. 14, 2019), illustrates the unique challenges that broker-dealers may face when enforcing post-employment covenants ...

On May 29, 2020, the NLRB issued an important opinion overruling two decisions in order to define the term “solicitation” in a manner consistent with prior Board decisions and the dictionary ...

The larger a business is, the more likely it is that the purchase of certain goods or services will require a formal procurement plan. The objective is to ensure the business isn't overspending or ...

It's been one year since the Securities and Exchange Commission issued rules allowing entrepreneurs to publicly advertise private investment deals. So what’s the impact? Has lifting the ban on ...

Welcome to Part 1 of a series discussing the various ways an issuer can easily screw up their offering. In this part, we’ll be talking about general solicitation as it applies to Regulation D (Reg D) ...

The "do's" and "don'ts" of solicitation can often be confusing, especially with companies and organizations focusing on the military and wanting to be supportive. Units, Family Readiness Groups, and ...

State v. Valdiglesias Lavalle, decided Thursday by the Washington Supreme Court (in a unanimous opinion written by Justice Sheryl Gordon McCloud), involved Washington's criminal solicitation law, ...