Firms that perform audits, reviews, or compilations have a little more than four months to implement the new risk-based quality management (QM) standards. The task may feel daunting, but Joe Lynch, ...
As part of its wider financial crime supervisory work in support of its 2025–30 strategy, the FCA has published the findings from its multi-firm review of firms' business-wide risk assessment (BWRA) ...
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