Outsourcing by financial services firms raises important concerns for both the firms and their government supervisors. Specific supervisory efforts, such as the FFIEC’s procedures for supervising ...
Retail Banker International on MSNOpinion
The end of outsourced risk: NYDFS guidance and the future of financial resilience
Clarence Chio explains why the guidance reflects a larger shift toward shared accountability and continuous oversight across ...
At least one advisor thinks a pending SEC rule on outsourcing financial services is needed because it could force firms to be more upfront about how much investment work they may or may not be doing ...
Broadridge’s Business Process Outsourcing (BPO) service combines technology with the firm’s operations expertise to support the entire securities lifecycle. Broadridge’s more than 40 BPO capabilities ...
Finding (and keeping) the right people for financial reporting positions in public companies has always been challenging due to the complexity of regulatory compliance. Over the past several years, it ...
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