The Bay State has fined Fidelity Brokerage Services $750,000 over the company’s past practice of rubber-stamping options trading applications. Secretary of the Commonwealth William Galvin has handed ...
Fidelity Brokerage Services’ “lackadaisical attitude” towards how it reviewed options trading applications put retail investors at risk, according to Massachusetts Commonwealth Secretary William ...
Now in its twenty-sixth year, the awards program evaluated 21 leading brokerage firms based off Corporate Insight's comprehensive Brokerage Experience Benchmark framework, which assesses functionality ...
Options trading has become more accessible, but choosing the right platform still matters. Fees, contract pricing, research tools and execution quality can significantly affect results -- ...
Fidelity platform upgrade to offer customizable tools for self-directed individuals Retail investors a key market for brokerages Individual investors make up growing share of trading, analysts ...
Fidelity Brokerage Services has agreed to pay $750,000 to settle charges brought by Massachusetts securities regulators alleging the firm maintained a lax application process for retail investors ...