FINRA's process for reviewing requests to expunge disciplinary records heavily favors advisors and their firms, who seek to delete client complaints and other violations from their online BrokerCheck ...

Earlier this month, the SEC approved the first of several rule changes that FINRA has proposed for the process governing the expungement of customer complaints from a broker’s record. The approved ...

Driven by concerns that it’s been too easy to for brokers to expunge consumer disputes from its records, FINRA is amending its procedures. Customer disputes and complaints from a broker’s disciplinary ...

Attorneys will advise Evanston residents on the little-known legal service of clearing criminal records at the first Northern Cook County Informational Expungement Expo on May 21, according to a news ...

This is our second blog on the vanishing FINRA expungement process. FINRA identifies specific grounds for expungement in FINRA Rule 2080. Rule 2080(b)(1) provided three specific grounds for ...

COLUMBIA - Thursday is the first day to petition for record expungements for marijuana offenses after the November passage of Amendment 3. However, Amendment 3's critics worry the expungement process ...