OFAC’s Framework for Sanctions Controls Program is a heightening of the importance of ethics and compliance program and reflects significant expectations for implementing effective compliance ...

Vin Lacovara, Institutional Compliance Leader, George Mason University and Corey Parker, Director, Baker Tilly, explain that the framework is a document that should be tailored to the organization’s ...

The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has published new guidance on how to apply the COSO enterprise risk management framework to effectively manage and mitigate ...

“ The key to effective risk management is making risk professionals work collaboratively together” said Thomas Baxter, General Counsel and Executive Vice President of New York Federal Reserve Bank at ...

Traditional top-down tax gap assessments identify the size of a tax gap, but not its origins. By extracting more granular information from top-down tax gap assessments, and combining this information ...

Cyberattacks and data breaches are no longer merely an IT problem. They have the potential to cause business disruption, financial damage and reputational harm. Data theft can introduce a raft of ...

Risk assessment is at the core of every audit. The goals of identifying, assessing, and responding to risks of material misstatement (“risks”) drive every audit procedure, from gaining an ...

Risk Concept Colorful Icons Set Regardless of the challenges a smaller group might have, a risk assessment is a baseline for any HIPAA program. The cost of this assessment is considerably less than a ...

Effective risk management requires having the right tools. This is where portfolio risk software solutions come in handy for your RIA firm. These platforms let you identify potential risks and come up ...

SAN JOSE, Calif.--(BUSINESS WIRE)--MetricStream, the global market leader in integrated risk management (IRM) and governance, risk, and compliance (GRC), today announced new native capabilities for ...